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Michael Keith Argo

Dempsey Lord Smith, LLC

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About Michael Keith Argo

Michael Argo is a financial professional with over 30 years of experience in the industry. Michael Argo is currently registered with Dempsey Lord Smith, LLC. Michael Argo has been with Dempsey Lord Smith, LLC since June 2013. Prior to that, Michael Argo was employed by MML Investors Services, LLC. Michael Argo is a Certified Financial Planner and a Chartered Financial Consultant. Michael Argo also has a Series 6, Series 22, Series 63, and SIE licenses. Michael Argo specializes in providing financial planning and portfolio management services for individuals.

Firm Information

Michael Argo is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Argo’s Registration & Firm History

GA

06/07/2013 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

11/13/1989 - 06/05/2013

MML INVESTORS SERVICES, LLC (CUMMING GA)

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Licenses & Designations

BC

Issued 11/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2016

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/10/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Keith Argo.
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