Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kearney is a financial professional with over 20 years of experience in the industry. Michael is currently registered with J.p. Morgan Securities LLC as an Investment Advisor Representative and General Securities Representative. Michael has previously been registered with several other firms including BOSC, INC., HARRIS INVESTOR SERVICES, INC., FIFTH THIRD SECURITIES, INC., ABN AMRO FINANCIAL SERVICES, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and DEAN WITTER REYNOLDS INC. Michael holds Series 7, Series 31, Series 63, and Series 65 licenses. Michael specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Michael has a large number of clients, particularly individuals and corporations. The majority of Michael’s business is conducted with individuals with assets of $1 million or more. Michael is also registered in multiple states, including Illinois, Texas, and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/19/2019 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
KS
08/18/2008 - 10/29/2009
BOSC, INC. (OVERLAND PARK KS)
IL
09/26/2006 - 08/14/2008
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
MI
03/24/2004 - 07/07/2006
FIFTH THIRD SECURITIES, INC. (GRAND RAPIDS MI)
IL
10/25/2000 - 02/02/2004
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NJ
02/24/2000 - 10/12/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/12/1999 - 02/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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