Unclaimed
Michael Hennessy is a financial professional with over 20 years of experience in the industry. Michael has a strong background in Investment Company Products/Variable Contracts, having passed the Series 6TO exam in 2021. Michael is currently registered with Nylife Securities LLC. Prior to joining Nylife Securities LLC, Michael worked for M&T Securities, Inc. and Planco Financial Services, Inc. Michael holds a Series 63 license, and has demonstrated commitment to continuing education by passing the SIE exam in 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/26/2021 - Present
Nylife Securities LLC (HORSHAM PA)
MD
07/25/2003 - 04/05/2004
M&T SECURITIES, INC. (BALTIMORE MD)
CT
11/29/2000 - 06/23/2003
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 02/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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