Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Katz is a financial professional with over 10 years of experience in the securities industry. Michael Katz is currently registered with Rabo Securities USA, Inc. Michael Katz has a Series 63, Series 79, and SIE license. Michael Katz is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/26/2021 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
07/02/2015 - 02/21/2020
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
01/30/2012 - 07/14/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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