Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kain Bachmann is a financial advisor with BNP Paribas Securities Corp., located in New York, NY. Michael has been in the financial industry since February 17, 1997. Michael is registered with FINRA and is also registered to sell securities in all 50 states. Michael has a strong background in the securities industry with experience at firms such as Sanford C. Bernstein & Co., LLC and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/07/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
01/07/2020 - 11/10/2022
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
TN
01/07/2020 - 01/07/2020
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
09/03/2013 - 09/06/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/28/2000 - 09/12/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/14/1998 - 04/18/2000
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NJ
07/11/1997 - 08/11/1998
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
08/23/1996 - 06/25/1997
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 02/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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