Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romano is a financial advisor who has been in the industry since May 11, 2020. Michael is currently registered with Raymond James Financial Services, Inc. and is licensed to sell securities in 53 states and jurisdictions. Michael previously worked at Fidelity Brokerage Services LLC. Michael holds Series 7, Series 63, Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/19/2022 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
NH
08/30/2019 - 04/06/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 09/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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