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Michael K Nau

Allstate Financial Services, LLC

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About Michael K Nau

Michael K Nau is an Investment Advisor Representative associated with Allstate Financial Services, LLC and has been in the industry since 2006. Michael has experience in the Financial Services industry, and holds FINRA Series 6, 7, and 63 licenses. Michael is currently registered in Oregon, Georgia, and Washington.

Firm Information

Michael Nau is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Nau’s Registration & Firm History

OR

07/11/2011 - Present

Allstate Financial Services, LLC (EUGENE OR)

OR

06/25/2009 - 07/08/2011

NYLIFE SECURITIES LLC (EUGENE OR)

FL

10/11/1994 - 03/21/1997

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

MN

04/13/1994 - 08/26/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

04/13/1994 - 06/29/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/08/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael K Nau.
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