Unclaimed
Michael K Nau is an Investment Advisor Representative associated with Allstate Financial Services, LLC and has been in the industry since 2006. Michael has experience in the Financial Services industry, and holds FINRA Series 6, 7, and 63 licenses. Michael is currently registered in Oregon, Georgia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
07/11/2011 - Present
Allstate Financial Services, LLC (EUGENE OR)
OR
06/25/2009 - 07/08/2011
NYLIFE SECURITIES LLC (EUGENE OR)
FL
10/11/1994 - 03/21/1997
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
MN
04/13/1994 - 08/26/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/13/1994 - 06/29/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 09/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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