Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lopez is a financial advisor registered with Morgan Stanley. Michael has been in the securities industry since 2015. Michael has licenses in Series 7, Series 63, Series 66 and SIE. Michael is registered in 53 states as well as Puerto Rico and the US Virgin Islands. Michael has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Michael provides a wide range of financial services, including financial planning, asset allocation advice, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
09/07/2022 - Present
Morgan Stanley (St. Petersburg FL)
GA
10/24/2018 - 05/01/2020
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
10/24/2018 - 05/01/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/24/2018 - 05/01/2020
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
10/24/2018 - 05/01/2020
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/30/2015 - 03/15/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
FL
07/06/2012 - 08/14/2013
WELLS FARGO ADVISORS, LLC (WEST PALM BEACH FL)
NY
11/17/2009 - 02/08/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
CA
05/29/2007 - 04/22/2008
CITIGROUP GLOBAL MARKETS INC. (SACRAMENTO CA)
CA
09/11/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SACRAMENTO CA)
CA
07/19/2006 - 09/19/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
BOTH
Issued 08/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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