Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Heaney is an active investment advisor representative who has been in the securities industry since February 8, 2010. Michael has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since September 2016. Previously, Michael was with WELLS FARGO INVESTMENTS, LLC, J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, BANC OF AMERICA INVESTMENT SERVICES, INC., CENTURY SECURITIES ASSOCIATES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael holds the following licenses: Series 63, Series 65, Series 66, Series 7 and SIE. Michael has been registered with the State of Missouri since November 21, 2016 and the State of Texas since March 8, 2021. Michael has worked for firms that serve a variety of clients, including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Michael's specializations include "Securities", "Investment Advisory Services", "Banking", "Insurance" and "Real Estate".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/08/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
MO
09/13/2007 - 11/05/2009
WELLS FARGO INVESTMENTS, LLC (SAINT LOUIS MO)
MO
07/01/2006 - 04/03/2007
J.P. MORGAN SECURITIES INC. (CLAYTON MO)
MO
04/24/2006 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CLAYTON MO)
MA
08/25/2003 - 01/24/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
12/20/1996 - 06/24/1997
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
NY
05/04/1993 - 12/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/18/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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