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Michael Justin O'Brien

Fidelity Distributors Co. LLC

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About Michael Justin O'Brien

Michael Justin O'Brien is a financial advisor who has been in the industry since February 17, 2012. Michael is currently registered with Fidelity Distributors Co. LLC and is licensed to provide investment advice in all 50 states and the District of Columbia. Michael has a diverse background in the financial industry and has held positions at a number of firms including Nexbank Securities Inc, Highland Capital Funds Distributor, Inc., and Fidelity Brokerage Services LLC. Michael has earned his Series 7, 24, 51, and 66 licenses. Michael is dedicated to providing his clients with personalized financial advice and is committed to helping them achieve their financial goals.

Firm Information

Michael O'Brien is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael O'Brien’s Registration & Firm History

TX

01/10/2018 - Present

Fidelity Distributors Co. LLC (WESTLAKE TX)

TX

11/06/2017 - 11/14/2017

NEXBANK SECURITIES INC (DALLAS TX)

TX

01/23/2017 - 11/14/2017

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

TX

02/24/2015 - 01/26/2016

NEXBANK SECURITIES INC (DALLAS TX)

TX

11/20/2013 - 01/26/2016

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

TX

11/06/2012 - 12/31/2013

NEXBANK SECURITIES INC (DALLAS TX)

TX

10/06/2011 - 10/30/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 03/25/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2018

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/29/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Justin O'Brien.
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