Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with over 20 years of experience in the financial industry. Michael is a Certified Financial Planner™ professional and currently works for Silver Oak Securities, Inc. located in Delaware, Ohio. He is also registered as a Broker with the Securities and Exchange Commission and is a registered Investment Advisor in Nebraska, Ohio and Texas. Michael has a broad base of knowledge, having passed several securities licensing exams including Series 6, 7, 24, 63 and 65. He has experience in investment advisory, brokerage, and insurance, including securities trading, wealth management, and investment management for individuals and businesses. Michael specializes in financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
04/28/2022 - Present
Silver OAK Securities, Inc. (Delaware OH)
OH
08/30/2002 - 11/15/2021
SECURITIES AMERICA, INC. (DUBLIN OH)
OH
03/30/1999 - 08/29/2002
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
ME
10/01/1998 - 12/04/1998
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
BC
Issued 09/03/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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