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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carlin is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with The Colony Group, LLC, and is licensed to provide investment advice in Arizona, California, and Texas. Michael has a strong background in various financial services including financial planning, insurance, and investment management. Michael is also a President, Principal, and CCO of InterOcean Capital Group, LLC. Prior to joining The Colony Group, Michael was a financial advisor with M. S. Howells & Co. and Independent Financial Group, LLC. Michael holds the Series 7, 24, 31, and 63 securities licenses, as well as the Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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AZ
05/01/2024 - Present
THE Colony Group, LLC (Scottsdale AZ)
AZ
07/01/2019 - 09/20/2021
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
AZ
02/27/2006 - 07/01/2019
INDEPENDENT FINANCIAL GROUP, LLC (SCOTTSDALE AZ)
AZ
01/02/2004 - 03/15/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
06/20/2005 - 02/27/2006
ADVISORS EDGE SECURITIES, LLC (TARZANA CA)
OH
01/11/2000 - 01/23/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
TX
03/05/1998 - 02/02/2000
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NY
10/23/1996 - 03/05/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1996
Series 7 - General Securities Representative Examination
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Inactive
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