Unclaimed
Michael Joseph Yopko is a financial advisor registered in Ohio. Michael has been in the financial services industry since February 20, 1992. Michael is currently employed at ALT Fund Distributors LLC. Michael has held previous positions at HORNOR, TOWNSEND & KENT, INC., TRANSAMERICA CAPITAL, INC., ONEAMERICA SECURITIES, INC., MONY SECURITIES CORPORATION, MML DISTRIBUTORS, LLC, NEW ENGLAND SECURITIES, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, CHARLES SCHWAB & CO., INC., OLDE DISCOUNT CORPORATION, and JW CHARLES - BUSH SECURITIES, INC.. Michael holds the following FINRA licenses: Series 63, Series 8, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2015 - Present
ALT Fund Distributors LLC (New York NY)
OH
01/16/2007 - 09/27/2013
HORNOR, TOWNSEND & KENT, INC. (WESTERVILLE OH)
CO
04/25/2005 - 11/09/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IN
01/12/2005 - 04/22/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NY
05/28/2003 - 09/21/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
11/22/2000 - 12/16/2002
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NY
04/26/1999 - 12/31/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
WI
01/31/1995 - 12/22/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
01/10/1995 - 12/22/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
TX
03/15/1989 - 12/30/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
11/12/1987 - 02/17/1988
OLDE DISCOUNT CORPORATION
NA
04/10/1987 - 11/10/1987
JW CHARLES - BUSH SECURITIES, INC.
BC
Issued 08/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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