Unclaimed
Michael Walsh is a financial professional with a background in operations. Michael has a strong understanding of the securities industry, having held a role at Nomura Securities International, Inc. before joining Flourish Financial LLC. Michael has passed several industry exams, including the Securities Industry Essentials Examination (SIE), the Series 99, and the Series 99TO. Michael is currently registered with FINRA and is actively working in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2023 - Present
Flourish Financial LLC (New York NY)
NY
11/29/2018 - 03/24/2021
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 11/30/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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