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Michael Joseph Walsh

Flourish Financial LLC

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About Michael Joseph Walsh

Michael Walsh is a financial professional with a background in operations. Michael has a strong understanding of the securities industry, having held a role at Nomura Securities International, Inc. before joining Flourish Financial LLC. Michael has passed several industry exams, including the Securities Industry Essentials Examination (SIE), the Series 99, and the Series 99TO. Michael is currently registered with FINRA and is actively working in the financial services industry.

Firm Information

Michael Walsh is currently registered with Flourish Financial LLC. Flourish Financial LLC is a Limited Liability Company formed on November 3, 2017. They are registered to provide services in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Walsh’s Registration & Firm History

NY

12/05/2023 - Present

Flourish Financial LLC (New York NY)

NY

11/29/2018 - 03/24/2021

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/30/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Walsh.
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