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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Tolle has been a registered investment advisor since 1996. Michael is currently registered with LPL Financial LLC in Kentucky and Ohio. Michael is also registered with the Financial Industry Regulatory Authority (FINRA) and has been with LPL Financial LLC since May 2021. Prior to that, Michael was registered with The Huntington Investment Company, Fifth Third Securities, Inc., NatCity Investments, Inc., Legend Equities Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, Money Concepts Capital Corp, Copeland Equities, Inc., Kohn Financial Corporation, Fidelity Brokerage Services, Inc. and Hibbard Brown & Co., Inc.. Michael has also passed the Series 7, Series 63, Series 26, and Series 65 exams and the SIE exam. Michael's specializations include: 1, 2, 3, 4, 5 and 6. Michael also provides advisory services to individuals, businesses, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
05/19/2021 - Present
LPL Financial LLC (CRESTVIEW HILLS KY)
OH
10/09/2014 - 05/19/2021
THE HUNTINGTON INVESTMENT COMPANY (CINCINNATI OH)
OH
12/19/2008 - 09/29/2014
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
06/17/2005 - 12/08/2008
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
FL
04/08/2003 - 07/23/2004
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
09/11/2000 - 10/23/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/11/2000 - 10/23/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
09/28/1999 - 10/02/2000
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
NJ
09/19/1995 - 06/30/1999
COPELAND EQUITIES, INC. (SOMERSET NJ)
OH
12/11/1994 - 09/20/1995
KOHN FINANCIAL CORPORATION (CINCINNATI OH)
RI
12/06/1991 - 12/04/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
07/18/1991 - 10/22/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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