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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Testoni is a financial advisor with Ameriprise Financial Services, LLC, with over 30 years of experience in the financial services industry. Michael has been registered with the Securities and Exchange Commission (SEC) and FINRA since 1993, and currently holds Series 63, 65, 66, 7, and SIE licenses. Michael has worked with various financial institutions, including Investors Capital Corp., Signator Investors, Inc., Equity Services, Inc., and FFP Securities, Inc. In addition to providing financial advice, Michael also provides tax preparation services. Michael is a Certified Financial Planner (CFP) and specializes in asset allocation, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/23/2024 - Present
Ameriprise Financial Services, LLC (PALM COAST FL)
FL
11/08/2012 - 11/22/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (PALM COAST FL)
FL
01/29/2003 - 11/13/2012
INVESTORS CAPITAL CORP. (PALM COAST FL)
MA
02/23/1999 - 02/07/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
VT
06/05/1996 - 02/19/1999
EQUITY SERVICES, INC. (MONTPELIER VT)
MO
03/04/1993 - 05/29/1996
FFP SECURITIES, INC. (CHESTERFIELD MO)
BOTH
Issued 06/16/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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