Unclaimed
Michael Sullivan is a securities professional registered with Hennion & Walsh, Inc. Michael holds the Series 63, Series 7TO and SIE securities licenses. Michael's licenses allow them to offer investment advice and products to clients. Michael is registered with the state of New Jersey as well as 17 other states including Arizona, California, Colorado, Florida, Georgia, Maryland, Massachusetts, Michigan, Missouri, New Mexico, New York, Ohio, Oregon, Pennsylvania, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/18/2024 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
BC
Issued 07/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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