Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Steffens is a financial advisor with The O.n. Equity Sales Co. Michael has been in the industry since 1991. Michael is licensed to sell securities in Alabama, Alaska, Florida, Idaho, Illinois, Montana, Texas and Wisconsin. Michael has a Series 6 and Series 63 securities license, and a SIE license. Michael was previously registered with Park Avenue Securities LLC, Guardian Investor Services Corporation, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Phoenix Equity Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
11/25/2013 - Present
THE O.n. Equity Sales Co. (WATERFORD WI)
WI
05/03/1999 - 12/11/2013
PARK AVENUE SECURITIES LLC (WATERFORD WI)
NY
10/31/1994 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
04/01/1993 - 10/18/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/01/1993 - 10/18/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CT
01/14/1991 - 04/02/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 03/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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