Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael St. pierre is an investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the financial services industry for over 30 years and has a wide range of experience in helping individuals and families reach their financial goals. Michael is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is a member of the New York State Securities Industry Authority (SISA). Michael is also a registered investment advisor with the State of New York. Michael specializes in providing financial advice to individuals and families in the Hauppauge area. He is passionate about helping people achieve their financial goals and believes that everyone deserves access to quality financial advice. Michael has been with Cetera Investment Advisers LLC since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/21/2021 - Present
Cetera Investment Advisers LLC (Hauppauge NY)
NY
07/08/2009 - 04/30/2020
LPL FINANCIAL LLC (EAST NORTHPORT NY)
NY
10/26/2007 - 07/07/2009
QUESTAR CAPITAL CORPORATION (HAUPPAUGE NY)
NJ
05/01/2007 - 09/26/2007
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NY
12/01/2006 - 05/30/2007
QUESTAR CAPITAL CORPORATION (SMITHTOWN NY)
NY
06/05/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (SMITHTOWN NY)
NY
11/21/2002 - 05/02/2006
WM FINANCIAL SERVICES, INC. (MASSAPEQUA NY)
TN
10/23/2002 - 11/08/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
07/16/2001 - 09/04/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/03/2000 - 07/03/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
02/15/1996 - 11/03/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/15/1996 - 11/03/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
09/26/1995 - 11/28/1995
COLIN WINTHROP & CO., INC. (JERICHO NY)
NY
06/01/1992 - 03/02/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/25/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
01/18/1989 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NA
11/25/1987 - 01/09/1989
ISFA CORPORATION
IA
Issued 4/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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