Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Socci is a Registered Representative and Investment Advisor Representative with Charles Schwab & CO., Inc. located in Chestnut Hill, Massachusetts. Michael has been in the industry since April 15, 2001. Michael has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC. and SURETRADE INC. Michael is licensed to conduct business in the states of Massachusetts and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MA
06/02/2021 - Present
Charles Schwab & CO., Inc. (Chestnut Hill MA)
RI
10/23/2009 - 06/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
NY
03/05/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
05/02/2000 - 03/05/2001
SURETRADE INC. (LINCOLN RI)
IA
Issued 09/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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