Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Shea is a registered investment advisor representative with Hightower Advisors, LLC. Michael Shea has been in the financial services industry since 1981. Michael Shea is licensed to provide investment advisory services in Illinois, New York, and Utah. Michael Shea also holds Series 7, 8, 24, 63 and 65 securities licenses. Michael Shea previously worked for Prudential Equity Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
UT
03/31/2023 - Present
Hightower Advisors, LLC (Park City UT)
NY
11/17/1981 - 01/18/2008
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
IA
Issued 03/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1994
Series 24 - General Securities Principal Examination
BC
Issued 09/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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