Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Scott is a financial advisor in DES PLAINES, IL. He is a registered investment advisor representative of Cambridge Investment Research Advisors, Inc. He has been in the industry for 27 years and has held registrations with various firms including HORNOR, TOWNSEND & KENT, INC., NEWPORT GROUP SECURITIES, INC., and WATERSTONE FINANCIAL GROUP, INC. Michael is licensed in Illinois and Wisconsin and holds Series 6, 7, 63 and 65 licenses. Michael is a financial advisor who can help with financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
07/20/2011 - Present
Cambridge Investment Research Advisors, Inc. (DES PLAINES IL)
IL
11/10/2010 - 07/01/2011
HORNOR, TOWNSEND & KENT, INC. (CHICAGO IL)
FL
08/25/2006 - 12/31/2008
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
IL
09/07/2005 - 09/01/2006
WATERSTONE FINANCIAL GROUP, INC. (CHICAGO IL)
NC
01/27/2000 - 08/01/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IL
02/01/1995 - 12/31/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
08/16/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 03/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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