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Michael Joseph Rubin

Lightspeed Financial Services Group LLC

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About Michael Joseph Rubin

Michael Rubin is a financial advisor who has been in the industry for over 12 years. He is currently registered with Lightspeed Financial Services Group LLC in Illinois. Michael has a wide range of experience in the financial services industry, including experience in trading and investment advisory. He has passed the Series 3, 4, 7, 24, 55, 57TO and 63 exams, as well as the SIE exam. Michael has previously worked at LIGHTSPEED TRADING, LLC and LIVEVOL SECURITIES, INC.

Firm Information

Michael Rubin is currently registered with Lightspeed Financial Services Group LLC. Lightspeed Financial Services Group LLC is a Limited Liability Company formed in August 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rubin’s Registration & Firm History

IL

05/01/2018 - Present

Lightspeed Financial Services Group LLC (Chicago IL)

IL

01/14/2016 - 05/07/2018

LIGHTSPEED TRADING, LLC (CHICAGO IL)

IL

04/28/2011 - 08/03/2015

LIVEVOL SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2013

Series 4 - Registered Options Principal Examination

BC

Issued 04/23/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2014

Series 3 - National Commodity Futures Examination

BC

Issued 02/22/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Joseph Rubin.
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