Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rosso is a financial advisor with Cantor Fitzgerald & Co.. Michael has been in the industry since 1998. Michael is registered with the state of California and holds FINRA Series 7, 24, 63, 79TO and SIE licenses. Previously, Michael was affiliated with Leerink Partners LLC, UBS Securities LLC, RBC Capital Markets, LLC, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Robertson Stephens, Inc. and NationsBanc Montgomery Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/18/2023 - Present
Cantor Fitzgerald & Co. (San Francisco CA)
CA
08/16/2021 - 08/15/2023
LEERINK PARTNERS LLC (SAN FRANCISCO CA)
CA
03/03/2020 - 09/09/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
02/29/2008 - 11/27/2019
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
02/06/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
NY
03/12/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
02/25/1999 - 11/12/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
01/09/1998 - 03/01/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
BC
Issued 12/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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