Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romanowski is a Financial Advisor registered with BNP Paribas Securities Corp. Michael has been in the industry for 23 years and has a diverse background in financial services. Michael's extensive experience spans various roles at reputable firms, including Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., Guggenheim Capital Markets, LLC, Bernard L. Madoff Investment Securities LLC, Bear Wagner Specialists LLC and CIBC World Markets Corp. Michael is also a licensed securities agent in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/22/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
08/02/2017 - 09/13/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 08/02/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/14/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/06/2004 - 01/18/2006
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/30/2004 - 04/28/2004
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NY
07/01/2002 - 03/25/2004
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
04/03/2000 - 05/02/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2003
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/10/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 04/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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