Unclaimed
Michael Joseph Robino is a financial advisor at Stifel, Nicolaus & Company, Inc. based in Omaha, NE. Michael Joseph Robino has been in the financial services industry since 1994 and has a strong background in financial planning and investment management. Michael Joseph Robino is registered in 19 states for both Broker-Dealer and Investment Advisor services, including Nebraska, Texas, California, Colorado, Arizona, Florida, Georgia, Illinois, Kansas, Massachusetts, Minnesota, Missouri, Nevada, New Jersey, New Mexico, South Dakota and Wisconsin. Michael Joseph Robino holds Series 7, 9, 63 and 65 licenses. Michael Joseph Robino is also a Certified Financial Planner. Michael Joseph Robino is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
04/18/2024 - Present
Stifel, Nicolaus & Company, Inc. (OMAHA NE)
NE
01/03/2011 - 04/23/2024
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (OMAHA NE)
MN
01/12/2001 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/22/1999 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/20/1995 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
05/09/1994 - 11/30/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 09/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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