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Michael Joseph Riordan

Cambridge Investment Research, Inc.

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About Michael Joseph Riordan

Michael Riordan is a financial advisor with Cambridge Investment Research, Inc. located in Fairfield, IA. Michael has over 20 years of experience in the financial services industry and is registered with the state of Iowa. Michael holds FINRA Series 7, 24, 53, and 63 licenses. He has previously worked at several other firms, including Birkelbach Investment Securities, Inc., Pershing LLC, Geneos Wealth Management, Inc., ABN AMRO Incorporated, and The Chicago Corporation.

Firm Information

Michael Riordan is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Riordan’s Registration & Firm History

IA

09/13/2012 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

IL

06/19/2009 - 04/16/2012

BIRKELBACH INVESTMENT SECURITIES, INC. (CHICAGO IL)

IL

03/03/2006 - 08/26/2008

PERSHING LLC (OAK BROOK IL)

UT

06/06/2005 - 12/08/2005

GENEOS WEALTH MANAGEMENT, INC. (DRAPER UT)

NJ

07/28/2003 - 06/09/2005

PERSHING LLC (JERSEY CITY NJ)

CT

01/02/1997 - 07/26/1999

ABN AMRO INCORPORATED (STAMFORD CT)

IL

04/30/1993 - 01/02/1997

THE CHICAGO CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/06/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/09/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Riordan.
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