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Michael Joseph Riccio

Newbridge Securities Corp.

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About Michael Joseph Riccio

Michael Riccio is a financial advisor with over 27 years of experience in the financial services industry. Michael is currently registered with Newbridge Securities Corp. and has previously worked with other firms including San Blas Securities LLC, Kovack Securities Inc., Securities America, Inc., Investacorp, Inc., LPL Financial LLC, Commonwealth Financial Network, American Express Financial Advisors Inc. and IDS Life Insurance Company. Michael holds the Series 7 and Series 63 licenses and is a registered representative in California, Massachusetts, Michigan, North Carolina, Rhode Island, South Carolina, and Tennessee.

Firm Information

Michael Riccio is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Riccio’s Registration & Firm History

FL

05/01/2023 - Present

Newbridge Securities Corp. (BOCA RATON FL)

GA

10/25/2021 - 04/28/2023

SAN BLAS SECURITIES LLC (ATLANTA GA)

MA

09/15/2021 - 10/19/2021

KOVACK SECURITIES INC. (Taunton MA)

FL

07/17/2020 - 07/02/2021

SECURITIES AMERICA, INC. (NAPLES FL)

FL

01/24/2020 - 07/17/2020

INVESTACORP, INC. (NAPLES FL)

MA

11/16/2007 - 02/18/2020

LPL FINANCIAL LLC (TAUNTON MA)

MA

08/11/1998 - 11/19/2007

COMMONWEALTH FINANCIAL NETWORK (TAUNTON MA)

MN

02/21/1995 - 08/18/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/21/1995 - 08/18/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Michael Joseph Riccio. Review regulatory record here.
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