Unclaimed
Michael Reither is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with RBC Capital Markets, LLC. Michael is a licensed securities principal and holds several industry licenses including Series 3, 7, 10, 24, 51, 63, and 66. Michael is also licensed to provide investment advisory services in Colorado, Arkansas, Massachusetts, Montana, and Utah. Previously, Michael has been registered with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Securities Service Network, Inc., First Allied Securities, Inc., FFP Securities, Inc., Stifel, Nicolaus & Company, Incorporated, and Edward Jones. Michael's specializations include investments, retirement planning, and financial planning. Michael has worked for several large and well-known financial institutions. Michael is an experienced professional with a strong understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/25/2017 - Present
RBC Capital Markets, LLC (DENVER CO)
MO
01/21/2010 - 08/22/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
03/25/2009 - 01/15/2010
SECURITIES SERVICE NETWORK, INC. (CHESTERFIELD MO)
MO
07/15/2008 - 03/23/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
05/30/2008 - 06/27/2008
FIRST ALLIED SECURITIES, INC. (ST. LOUIS MO)
MO
09/26/2002 - 05/30/2008
FFP SECURITIES, INC. (ST. LOUIS MO)
MO
02/05/2001 - 05/25/2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
06/19/2000 - 02/07/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 02/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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