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Michael Joseph Regan

Brean Capital, LLC

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About Michael Joseph Regan

Michael Regan has been in the securities industry for over 20 years. Michael holds a Series 7, Series 24 and Series 63 license. Michael is currently registered with Brean Capital, LLC in Darien, CT. Michael has previously worked at GLEACHER & COMPANY SECURITIES, INC., BANC OF AMERICA SECURITIES LLC, HILLIARD FARBER SECURITIES CORP. and HILLIARD FARBER & CO., INC. Michael has experience working with clients in Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Virginia, Washington and Wisconsin.

Firm Information

Michael Regan is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Regan’s Registration & Firm History

CT

07/11/2012 - Present

Brean Capital, LLC (DARIEN CT)

NY

02/24/2009 - 06/08/2012

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

08/15/2006 - 04/21/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/17/2004 - 08/01/2006

HILLIARD FARBER SECURITIES CORP. (NEW YORK NY)

NY

09/14/2004 - 08/01/2006

HILLIARD FARBER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Joseph Regan.
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