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Michael Joseph Ratay

First Trust Advisors LP

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About Michael Joseph Ratay

Michael Ratay is a registered representative and investment advisor representative with First Trust Advisors LP in Wheaton, Illinois. Michael has been in the industry for over 15 years and is registered in both Illinois and Texas. Michael has a Series 66 license as well as a Series 7 and SIE license. Michael has experience working with both individuals and institutions. First Trust Advisors LP provides portfolio management for individuals, businesses, investment companies and pooled investment vehicles. The firm's primary focus is on investment companies. Michael has access to a wide range of investment products and services, including mutual funds, exchange-traded funds, and separately managed accounts.

Firm Information

Michael Ratay is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Michael Ratay’s Registration & Firm History

IL

06/03/2019 - Present

First Trust Advisors LP (WHEATON IL)

IL

03/25/2017 - 05/03/2017

MML INVESTORS SERVICES, LLC (DOWNERS GROVE IL)

IL

08/25/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)

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Licenses & Designations

BOTH

Issued 09/01/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Joseph Ratay. Review regulatory record here.
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