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Michael Joseph Quintavalla

Maxim Group LLC

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About Michael Joseph Quintavalla

Michael Quintavalla is a financial professional with over 6 years of experience in the industry. Michael is currently registered with Maxim Group LLC and has been with the firm since April 4, 2016. Previously, Michael worked at M VEST LLC. Michael holds the Series 63, Series 24, SIE, Series 79, and Series 7 licenses.

Firm Information

Michael Quintavalla is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Quintavalla’s Registration & Firm History

NY

04/04/2016 - Present

Maxim Group LLC (NEW YORK NY)

NY

01/08/2019 - 10/15/2021

M VEST LLC (New York NY)

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Licenses & Designations

BC

Issued 12/11/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/04/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Joseph Quintavalla.
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