Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Pumo is a financial advisor at LPL Financial LLC in Austin, TX. Michael has been in the financial services industry since 2006. Michael holds the Series 7, Series 31, and Series 66 licenses. Michael's previous firms include UBS Financial Services Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/06/2023 - Present
LPL Financial LLC (AUSTIN TX)
TX
10/14/2011 - 10/30/2023
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
TX
06/01/2009 - 11/04/2011
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
01/23/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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