Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Plichta is a financial professional with over 7 years of experience in the financial services industry. Michael is currently registered with Foreside Fund Services, LLC, and is licensed in all 50 states and Puerto Rico. Michael has passed the Series 3, 7, 24, 30, and 63 exams and holds the SIE designation. Previously, Michael was with NYLIFE DISTRIBUTORS LLC, ENTRUSTPERMAL SECURITIES LLC, and LEGG MASON INVESTOR SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/24/2017 - Present
Foreside Fund Services, LLC (New York NY)
NY
06/24/2016 - 09/14/2017
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
05/04/2016 - 06/10/2016
ENTRUSTPERMAL SECURITIES LLC (NEW YORK NY)
NY
10/27/2010 - 05/06/2016
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
BC
Issued 02/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 06/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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