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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Platte is a financial advisor with Morgan Stanley in New Albany, Ohio. Michael has been in the financial services industry since 1996. Michael holds Series 7, 9, 10, 31, 63 and 65 licenses. Michael has previously worked at UBS Financial Services Inc., McDonald Investments Inc., J.C. Bradford & Co., and First Union Securities, Inc. Michael provides a range of financial services, including financial planning, asset allocation advice, portfolio management for individuals, businesses, and investment companies, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
10/07/2019 - Present
Morgan Stanley (New Albany OH)
OH
02/09/2007 - 10/31/2019
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
OH
06/23/2000 - 02/09/2007
MCDONALD INVESTMENTS INC. (COLUMBUS OH)
NY
03/03/2000 - 06/29/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MO
09/25/1996 - 03/07/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 07/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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