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Michael Joseph Pinto

Casey Securities LLC

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About Michael Joseph Pinto

Michael Pinto is a financial professional with over 25 years of experience in the financial services industry. Michael is currently registered with Casey Securities LLC and has previously worked with firms like X-Change Financial Access, LLC, MEB Options, LLC and Optionshouse, Inc. Michael holds a variety of licenses and certifications, including Series 6, 7, 24, 57TO and the SIE. Michael specializes in a range of financial products and services.

Firm Information

Michael Pinto is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pinto’s Registration & Firm History

CA

08/09/2024 - Present

Casey Securities LLC (GREENBRAE CA)

IL

09/03/2013 - 06/28/2024

X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)

IL

05/07/2009 - 08/30/2013

MEB OPTIONS, LLC (CHICAGO IL)

IL

10/15/2007 - 05/08/2008

OPTIONSHOUSE, INC. (CHICAGO IL)

IL

10/10/2007 - 10/11/2007

X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)

IL

11/12/2004 - 10/03/2007

X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)

NY

04/22/1996 - 11/22/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

09/17/1994 - 02/29/1996

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1997

Series 7 - General Securities Representative Examination

BC

Issued 09/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Pinto.
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