Unclaimed
Michael Pino has been in the financial services industry since February 14, 2001. Michael is currently registered with National Financial Services LLC. Michael is also licensed in the states of Rhode Island and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
04/20/2010 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
02/27/2009 - 09/30/2009
LPL FINANCIAL CORPORATION (BOSTON MA)
RI
02/08/2007 - 01/15/2009
CHARLES SCHWAB & CO., INC. (PROVIDENCE RI)
MA
12/18/2000 - 01/30/2007
FIDELITY BROKERAGE SERVICES LLC (WORCESTER MA)
RI
07/10/2000 - 11/27/2000
SURETRADE INC. (LINCOLN RI)
MA
06/29/1999 - 08/18/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 10/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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