Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Petrick is an investment professional with over 20 years of experience in the financial services industry. Michael is currently a registered representative with BMO Capital Markets Corp. and has been a registered representative since January 2022. Previously, Michael worked at BNP PARIBAS SECURITIES CORP. and BNP PARIBAS PRIME BROKERAGE, INC. and BANC OF AMERICA SECURITIES LLC. Michael holds licenses Series 7, Series 57TO, and Series 63 as well as the SIE. Michael is currently registered in 53 states and the District of Columbia. Michael specializes in providing securities trading ideas and research to a variety of clients, including pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
01/19/2022 - Present
BMO Capital Markets Corp. (New York NY)
NY
03/16/2018 - 11/10/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/19/2008 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
01/06/2005 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/28/2000 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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