Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Petix is a registered investment advisor with over 40 years of experience in the financial services industry. Michael is currently a registered representative with &partners, LLC, a firm that has been in operation for 11 years and has 217 registered representatives. &partners, LLC has a variety of client types, including individuals, businesses, trusts, and pensions, and their total assets under management are between $1 billion and $10 billion. Michael specializes in providing a range of services, including portfolio management, financial planning, and investment advisory services. Michael has been registered in various states throughout his career, including Arizona, California, New York, and Texas, and has obtained multiple FINRA Series Licenses, including Series 7, 63, 65, and 31.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MO
08/30/2024 - Present
&partners (Clayton MO)
NC
02/22/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
OH
09/04/1998 - 02/19/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
05/09/1989 - 09/04/1998
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NA
10/26/1984 - 05/17/1989
SAGE, RUTTY & CO., INC.
NA
03/23/1983 - 11/05/1984
PAINEWEBBER INCORPORATED
IA
Issued 01/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/28/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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