linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Joseph Pepin

CX Institutional, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Joseph Pepin

Michael Pepin is an Investment Advisor Representative with Cx Institutional, LLC and has been in the industry since 2007. Michael has experience working with a variety of clients including corporations, individuals, insurance companies, and charitable organizations. Michael holds Series 66, Series 7, and SIE licenses. Michael has worked previously at Securities America, Inc. and Edward Jones. Michael is committed to providing his clients with the highest level of service and personalized advice.

Firm Information

Michael Pepin is currently registered with CX Institutional, LLC. CX Institutional, LLC is an investment advisor registered with the SEC. The firm manages $3,314,261,031 in assets for 10,540 accounts. CX Institutional, LLC provides financial planning, portfolio management for businesses, and portfolio management for individuals. Their clients include high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations. They also have a wrap fee program.
CX Institutional, LLC

200 EAST 7TH STREET

AUBURN, IN 46706

$3.31B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Pepin’s Registration & Firm History

WI

02/22/2023 - Present

CX Institutional, LLC (River Falls WI)

WI

10/25/2016 - 02/21/2023

SECURITIES AMERICA, INC. (RIVER FALLS WI)

MN

08/08/2011 - 11/08/2016

FIRST ALLIED SECURITIES, INC. (HASTINGS MN)

WI

10/26/2007 - 08/10/2011

EDWARD JONES (PRESCOTT WI)

Not sure if Michael Joseph Pepin is right for you?

Licenses & Designations

BOTH

Issued 11/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Joseph Pepin.
Not sure if Michael Joseph Pepin is right for you?