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Michael Joseph Papa

Mufg Securities Americas Inc.

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About Michael Joseph Papa

Michael Joseph Papa is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Mufg Securities Americas Inc. and previously held positions at NATWEST MARKETS SECURITIES INC., NOMURA SECURITIES INTERNATIONAL, INC., BNP PARIBAS SECURITIES CORP., BEAR, STEARNS & CO. INC., HSBC SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael holds Series 63, 24, SIE, and 7 licenses.

Firm Information

Michael Papa is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Papa’s Registration & Firm History

NY

10/19/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

CT

07/02/2019 - 10/22/2020

NATWEST MARKETS SECURITIES INC. (STAMFORD CT)

NY

07/06/2010 - 05/07/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/25/2008 - 04/23/2010

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/27/1999 - 06/18/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/29/1997 - 05/19/1999

HSBC SECURITIES, INC. (NEW YORK CITY NY)

NY

06/07/1994 - 08/12/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

02/19/1986 - 11/06/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 07/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Joseph Papa.
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