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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Palen is an active Investment Advisor Representative with LPL Financial LLC, based in Bradenton, FL. Michael has over 27 years of experience in the financial industry. Michael is registered in Florida, Georgia, Illinois, Missouri, and Oklahoma. Michael also holds FINRA Series 6, 7, 24, 52TO, 53, 63, 65, and 82TO licenses. Michael provides financial planning, pension consulting, educational seminars, and selection of other advisers services to individuals, businesses, pension and profit-sharing plans, charitable organizations, and other investment advisors. Michael's previous experience includes working with CETERA ADVISOR NETWORKS LLC and ROYAL ALLIANCE ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/01/2023 - Present
LPL Financial LLC (BRADENTON FL)
FL
10/21/2005 - 04/27/2023
CETERA ADVISOR NETWORKS LLC (BRADENTON FL)
AZ
06/21/1995 - 10/25/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 09/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/27/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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