Unclaimed
Michael Orourke is a registered representative with Jonestrading. Michael has been in the securities industry since 1998. Michael holds Series 3, 7, 55, 57, and SIE licenses. Michael is registered in California, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, Oregon, and Texas. Michael was previously registered with BTIG, LLC, Labranche Financial Services, Inc., Assent LLC, Spear, Leeds & Kellogg, L.P., and Alexander, Wescott, & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/22/2013 - Present
Jonestrading (Stamford CT)
NY
01/13/2004 - 02/24/2011
BTIG, LLC (NEW YORK NY)
NY
07/29/2003 - 01/12/2004
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
IL
03/10/2003 - 07/30/2003
ASSENT LLC (BOLINGBROOK IL)
NY
05/14/1999 - 06/13/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
02/23/1999 - 05/06/1999
ALEXANDER, WESCOTT, & CO., INC. (UTICA NY)
NY
02/06/1996 - 02/23/1999
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BC
Issued 03/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/01/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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