Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Orourke is a financial advisor registered with Oppenheimer & Co. Inc. Michael has 39 years of experience in the industry. Michael holds Series 3, 7, 50, and 63 securities licenses as well as the SIE and Series 65. Michael also holds registrations in 39 states for securities and investment advisory services. Previously, Michael has worked for UBS Financial Services Inc., UBS Warburg LLC, Advest, Inc., Dean Witter Reynolds Inc., Kidder, Peabody & Co. Incorporated, and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
09/25/2018 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
CT
02/21/2001 - 10/27/2006
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
03/14/2000 - 03/07/2001
UBS WARBURG LLC (NEW YORK NY)
CT
01/15/1996 - 03/21/2000
ADVEST, INC. (HARTFORD CT)
NY
09/26/1994 - 11/20/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/28/1991 - 10/06/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/23/1989 - 04/03/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/21/1987 - 07/17/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 01/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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