Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Oberts is a financial advisor who has been in the industry since 2003. Michael is currently registered with LPL Enterprise, LLC and is a Registered Representative and Investment Advisor Representative in the state of Illinois. Michael is also registered in Indiana and Iowa. Previously, Michael has worked with Citigroup Global Markets Inc., U.S. Bancorp Investments, Inc., CCO Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc One Securities Corporation, and First Chicago NBD Investment Services, Inc. Michael's experience includes providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2024 - Present
LPL Enterprise, LLC (DOWNERS GROVE IL)
IL
10/09/2015 - 03/09/2016
CITIGROUP GLOBAL MARKETS INC. (RIVER FOREST IL)
IL
06/20/2014 - 10/14/2015
U.S. BANCORP INVESTMENTS, INC. (NORTHLAKE IL)
IL
12/18/2009 - 06/21/2014
CCO INVESTMENT SERVICES CORP. (FRANKLIN PARK IL)
IL
12/17/2004 - 12/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
02/01/1999 - 01/03/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
11/17/1995 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
BOTH
Issued 08/01/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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