Unclaimed
Michael Novak is a registered representative at ADP Broker-Dealer, Inc. in Allentown, Pennsylvania. Michael holds the Series 6TO, Series 63 and SIE licenses. Michael has been in the securities industry for 2 days. Michael currently has 51 active state securities licenses and 1 active SRO registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/15/2023 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
BC
Issued 06/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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