Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Norton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Pennington, NJ. Michael has been working in the financial services industry since 2003. Michael has a Series 7, Series 6, Series 63 and SIE license. Michael's experience includes working with individual investors, corporations, charitable organizations, pension and profit sharing plans, insurance companies and state or municipal government entities. Michael is also a registered representative with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/09/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
09/11/2017 - 02/12/2019
NYLIFE SECURITIES LLC (EDISON NJ)
NY
05/07/2014 - 01/30/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
IL
08/20/2004 - 12/02/2005
GROUP ONE TRADING, L.P. (CHICAGO IL)
IL
09/26/2003 - 12/17/2003
GROUP ONE TRADING, L.P. (CHICAGO IL)
BC
Issued 05/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/07/2014
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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