Unclaimed
Michael Nierva is a financial advisor with Flourish Financial LLC based in New York, NY. Michael has over 6 years of experience in the financial services industry, having previously worked at MORGAN STANLEY and NEUBERGER BERMAN BD LLC. Michael holds licenses for Series 6, 7, 24, 63, and 65 and the SIE, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2020 - Present
Flourish Financial LLC (New York NY)
NY
05/11/2018 - 02/25/2020
MORGAN STANLEY (NEW YORK NY)
NY
09/01/2016 - 05/08/2018
NEUBERGER BERMAN BD LLC (NEW YORK NY)
IA
Issued 02/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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