Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nicola is a financial advisor with over 35 years of experience in the industry. He has a wide range of experience, having worked with several firms such as Colorado Financial Service Corporation, Allianz Life Financial Services, LLC, Jackson National Life Distributors, Inc., Manulife Financial Securities LLC, and Manulife Wood Logan, Inc. Michael holds Series 6, 7, 26, and 63 licenses and is currently registered in California and Colorado. Michael is currently employed with The Leaders Group, Inc., which is a firm based in Littleton, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/14/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
05/31/2016 - 10/15/2021
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
MN
02/09/2007 - 07/24/2014
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
TN
04/07/2004 - 11/17/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
MA
01/01/2002 - 03/30/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CT
03/25/1991 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
CO
03/06/1990 - 04/02/1991
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NA
06/17/1988 - 02/28/1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NJ
03/19/1986 - 02/16/1988
INTEGRATED RESOURCES CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NA
08/24/1979 - 07/20/1984
BOETTCHER & COMPANY, INC.
BC
Issued 08/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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