Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Murphy is a financial professional with over 30 years of experience in the securities industry. Michael is currently registered with UBS Financial Services Inc., a firm with a strong track record of providing investment advice and wealth management services. Prior to joining UBS Financial Services Inc., Michael worked at WELLS FARGO ADVISORS, LLC, CITIGROUP GLOBAL MARKETS INC., and TUCKER ANTHONY INCORPORATED. Michael is a highly experienced financial professional who is committed to providing clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
06/28/2011 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
04/17/2006 - 06/29/2011
WELLS FARGO ADVISORS, LLC (NORWELL MA)
MA
09/21/2000 - 04/27/2006
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
03/13/1989 - 10/03/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/25/1987 - 03/28/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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